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Compliance & Conduct

Whether you require skills-based training for your Compliance Team, awareness-based training for your firm, or a briefing for your Senior Management/Board we can help.

If you can’t find what you’re looking for, contact us.

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All Front / Back Office Staff Compliance / Financial Crime Staff Senior Management
All In-House eLearning On-Demand Tutorials CPD Programmes Public

Artificial Intelligence for Senior Management & the Board

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CFC & Compliance CPD Programme 2022

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CFC & Compliance CPD Programme 2023

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CISI - Global Financial Compliance

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Compliance and Derivatives

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Compliance and FX/Commodities

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Compliance Officer Certificate

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Compliance Risk In…

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Compliance Skills CPD Programme 2021 - 2022

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Conduct & Culture

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Conduct & Ethics for the Board & Senior Management

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Conflicts of Interest Workshop

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Consumer Protection eLearning

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Culture & Conduct for DFSA-Regulated Firms

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Next public course: 10 - 11 Nov 2026

Developing an Effective Compliance Monitoring Programme

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DFSA Client Money and Assets Workshop

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DFSA Conduct of Business Rules Overview

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DFSA Regulatory and Compliance Induction Programme

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DFSA SEO & Compliance CPD Programme 2023

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DFSA SEO & Compliance Officer CPD Programme 2026

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Diploma Series: Compliance Culture, Conduct & Governance

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Diversity and Inclusion for Front & Back Office

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Diversity and Inclusion for Senior Management

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Title of secondary course:
ESG, Sustainable Finance & Greenwashing eLearning
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Introduction to ESG & Sustainable Finance

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Integrity & Ethics eLearning

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Interpersonal Skills for Compliance Officers

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Title of secondary course:
Introduction to Compliance & Conduct eLearning
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The Importance of Compliance

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Introduction to Conflicts of Interest

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Introduction to ESG & Sustainable Finance

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Key Features of an Effective Compliance Function

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Market Abuse Awareness

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Market Abuse Workshop

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Modern Slavery eLearning

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Responsible Use of Artificial Intelligence

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The Importance of Compliance

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Whistleblowing Awareness

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Title of secondary course:
Whistleblowing eLearning
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Whistleblowing Awareness

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Writing an Effective Compliance Report

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Can't find what you're looking for?

Contact Us
Or view our A-Z course catalogue.
CCL Academy Limited

UK - Head Office

The Lodge on the Common
London Road
Tunbridge Wells, TN2 5BF
United Kingdom
Phone: +44 20 3092 0442
Email: info@cclacademy.co.uk

UAE Office

Al Saaha Offices
Downtown Dubai
Dubai
United Arab Emirates
Phone: +971 4 427 2151
Email: info@cclacademy.com

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